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Financial Examiners Handbook (E) Technical Group

2025 Membership (PDF)

2026 Proposed Charges

  1. The Financial Examiners Handbook (E) Technical Group will:
    1. Continually review the Financial Condition Examiners Handbook and revise, as appropriate.
    2. Coordinate with the Risk-Focused Surveillance (E) Working Group to monitor the implementation of the risk- assessment process by developing additional guidance and exhibits within the Financial Condition Examiners Handbook, including consideration of potential redundancies affected by the examination process, corporate governance, and other guidance as needed to assist examiners in completing financial condition examinations.
    3. Coordinate with the Financial Analysis Solvency Tools (E) Working Group and the Risk-Focused Surveillance (E) Working Group, as appropriate, to develop and maintain guidance in order to provide effective solvency monitoring.
    4. Coordinate with the IT Examination (E) Working Group and the Financial Examiners Coordination (E) Working Group to maintain specialized areas of guidance within the Financial Condition Examiners Handbook related to the charges of these specific working groups.

2025 Charges

  1. The Financial Examiners Handbook (E) Technical Group will:
    1. Continually review the Financial Condition Examiners Handbook and revise, as appropriate.
    2. Coordinate with the Risk-Focused Surveillance (E) Working Group to monitor the implementation of the risk- assessment process by developing additional guidance and exhibits within the Financial Condition Examiners Handbook, including consideration of potential redundancies affected by the examination process, corporate governance, and other guidance as needed to assist examiners in completing financial condition examinations.
    3. Coordinate with the Financial Analysis Solvency Tools (E) Working Group and the Risk-Focused Surveillance (E) Working Group, as appropriate, to develop and maintain guidance in order to provide effective solvency monitoring.
    4. Coordinate with the IT Examination (E) Working Group and the Financial Examiners Coordination (E) Working Group to maintain specialized areas of guidance within the Financial Condition Examiners Handbook related to the charges of these specific working groups.
Upcoming Meeting
Financial Examiners Handbook (E) Technical Group - 11202025

Public Webex Meeting
Thursday, November 20, 2025
12:00 PM ET, 11:00 AM CT, 10:00 AM MT, 9:00 AM PT
Expected Duration: 1 hour

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Financial Examiners Handbook (E) Technical Group - 11202025

Public Webex Meeting
Thursday, November 20, 2025
12:00 PM ET, 11:00 AM CT, 10:00 AM MT, 9:00 AM PT
Expected Duration: 1 hour

The following revisions have been exposed for a 30-day public comment period ending November 13, 2025:

  • Guidance Related to the Use of Artificial Intelligence (AI) in Exams
  • Revisions Pertaining to Recent SAPWG Adoptions
  • Revisions Pertaining to AG 55
  • Risk Matrix Verbiage Updates

Please submit any comments to Elise Klebba (eklebba@naic.org) by close of business on November 13, 2025

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Contacts

Media Inquiries
(816) 783-8909
news@naic.org


Elise Klebba
Sr. Examination Coordinator
816-783-8645

Bailey Henning
Sr. Manager - Accreditation & Financial Examinations
816-783-8129

 

Please see the current Committee List for a complete list of committee members.