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Market Conduct Examination Guidelines (D) Working Group

2025 Membership (PDF)

The Market Conduct Examination Guidelines (D) Working Group will accomplish its assigned tasks via regularly scheduled conference calls. Notice of upcoming conference calls will be posted on this Web page, on the ÐÓ°ÉÊÓÆµ Conference Call Calendar, and on StateNet.

2025 Charges

  1. The Market Conduct Examination Guidelines (D) Working Group will:
    1. Develop market conduct examination standards, as necessary, for inclusion in the Market Regulation Handbook.
    2. Monitor the adoption and revision of ÐÓ°ÉÊÓÆµ models, and develop market conduct examination standards to correspond with adopted ÐÓ°ÉÊÓÆµ models.
    3. Develop updated standardized data requests, as necessary, for inclusion in the Market Regulation Handbook.
    4. Discuss the development of uniform market conduct procedural guidance (e.g., a library, repository, or shared collaborative space with market conduct examination templates, such as an exam call letter, exam exit agenda, etc.) for inclusion in, or for use in conjunction with, the Market Regulation Handbook.
    5. Coordinate with the Innovation, Cybersecurity, and Technology (H) Committee to develop market conduct examiner guidance for the oversight of regulated entities’ use of insurance and non-insurance consumer data and models using algorithms and artificial intelligence (AI).

About the Market Regulation Handbook

The following document provides a summary of the changes between the 2023 and the 2024 editions of the revised Market Regulation Handbook&²Ô²ú²õ±è;—&²Ô²ú²õ±è;What's New?

To get an idea of what's inside the 2024 Market Regulation Handbook, click on the following link:

2024 Market Regulation Handbook Table of Contents

How to Order a Copy of the 2024 Market Regulation Handbook (Non-regulator only)

Non-regulator purchasers of the 2024 Market Regulation Handbook may access Market Regulation Handbook reference cocuments via their Account Manager login at /account_manager.htm. Interim updates to the 2024 Market Regulation Handbook are included as part of the 2024 Market Regulation Handbook on OSS Bookshelf.

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Contacts

Media Inquiries
(816) 783-8909
news@naic.org


Petra Wallace
Senior Market Regulation Specialist
816-783-8272

Lois E. Alexander
Market Regulation Manager
816-783-8517

Please see the current Committee List for a complete list of committee members.