Market Conduct Regulation Modernization (D) Working Group
View Membership Report

View Membership Report

The Market Conduct Regulatory Modernization (D) Working Group will:

  • Assess with input from ÐÓ°ÉÊÓƵ members and interested stakeholders the current state of the market conduct regulatory framework and the need for changes in response to changing markets, business models, and consumer expectations. 
  • Provide recommendations for the improvement and modernization of the market conduct regulatory framework.
Upcoming Meeting
Market Conduct Regulation Modernization (D) Working Group

Public Conference Call
Tuesday, June 09, 2026
3:00 PM ET, 2:00 PM CT, 1:00 PM MT, 12:00 PM PT
Expected Duration: 1 hour

Calendar

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Featured
Market Conduct Regulation Modernization (D) Working Group

Public Conference Call
Tuesday, July 07, 2026
3:00 PM ET, 2:00 PM CT, 1:00 PM MT, 12:00 PM PT
Expected Duration: 1 hour

To be determined.

Featured
Market Conduct Regulation Modernization (D) Working Group

Public Conference Call
Tuesday, May 26, 2026
3:00 PM ET, 2:00 PM CT, 1:00 PM MT, 12:00 PM PT
Expected Duration: 1 hour

  • Materials
    • Featured
    Market Conduct Regulation Modernization (D) Working Group

    Public Conference Call
    Monday, May 11, 2026
    3:00 PM ET, 2:00 PM CT, 1:00 PM MT, 12:00 PM PT
    Expected Duration: 1 hour

  • Materials
    • Featured
    Market Conduct Regulation Modernization (D) Working Group

    Public Conference Call
    Thursday, April 09, 2026
    3:00 PM ET, 2:00 PM CT, 1:00 PM MT, 12:00 PM PT
    Expected Duration: 1 hour

  • Materials

    • There are no meeting materials at this time.

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    Related ÐÓ°ÉÊÓƵ Publications

    Minutes for recent national meetings are available for meeting attendees via an event app within 10 days after a meeting concludes. On the ÐÓ°ÉÊÓƵ.org website, free access to meeting minutes is available 30 days after a meeting concludes. They are posted to the interactive agenda for each meeting tab on the meetings page. The Proceedings of the ÐÓ°ÉÊÓƵ are made available after the minutes are adopted at each subsequent meeting and may be accessed via the ÐÓ°ÉÊÓƵ Publications page.

    Contacts

    Media Inquiries
    (816) 783-8909
    news@naic.org

    Tim Mullen
    Director, Market Regulation
    tmullen@naic.org

    Please see the current Committee List for a complete list of committee members.